For FCA-regulated advice & wealth firms
AI built for the FCA, not around it.
We turn AI into working systems for advice firms, wealth managers and family offices, designed around FCA rules, Consumer Duty and GDPR, with private, on-network options for confidential client data.
- FCA-aware
- Consumer Duty
- Private Vault option
Where the week gets stuck
Sound familiar?
Your clients trust you with sensitive money and data. Off-the-shelf AI rarely respects that. This is usually where it bites:
Suitability paperwork is heavy
Reports and records are manual, repetitive and slow to produce to the standard you need.
Consumer Duty raises the bar
Evidencing good outcomes and monitoring them takes time the team does not have.
Reviews eat adviser hours
Preparing client review packs pulls advisers away from actual advice.
Tooling raises hard questions
Generic AI tools create real data, confidentiality and compliance headaches.
What we put to work
Working systems that evidence the advice and free up advisers.
-
Suitability-support agent
Drafts and checklists that evidence the advice, prepared for an adviser to review and own.
-
Consumer Duty assistant
Surfaces gaps in records and outcomes monitoring before they become a problem.
-
Client review agent
Prepares review packs and plain-English summaries from your existing systems.
-
Nerdster Vault
Private, on-your-network AI so confidential client data stays in your control and trains nothing public.
Built on the platforms the world trusts
- Anthropic
- OpenAI
- Google Gemini
- AWS
- Microsoft
The Monday Pulse
What you would see every Monday.
A one-page read for the firm: assets and flows, reviews due, suitability or Consumer Duty gaps to close, and client risk worth watching this week. (Figures illustrative.)
Advice report
IllustrativeAssets under advice
Net flows (month)
Reviews due (30d)
Consumer Duty gaps
- Industry trends
Where advice demand is moving
Cash-to-equity rotation as rates ease; retirement advice demand rising. Position your proposition.
- Competitor watch
What rival firms are doing
Two regional IFAs launched low-cost model portfolios this quarter. Review your charging.
- Seasonal trends
What is coming
ISA and pension contributions spike before tax-year-end. Build review capacity for February to April.
- Compliance & checks
FCA, Consumer Duty & AML
4 outcome-evidence gaps to close · 3 suitability reviews overdue · 2 AML checks expiring.
- UK-hosted, UK senior-led
- Human sign-off on anything client-facing
- Cyber Essentials certified
- 30-day rolling, no lock-in
FAQ
Good questions.
How do you handle FCA requirements?
We build around FCA rules and Consumer Duty, with human sign-off and full audit trails. The system prepares and evidences; your people decide.
Can data stay on our own infrastructure?
Yes, via Nerdster Vault, on your network and air-gapped if required. Nothing is used to train public models.
Will it make advice decisions?
No. It drafts, checks and evidences. Advisers make the decisions and remain accountable.
How do we start?
A 90-minute audit, then a short pilot on one workflow, quoted in writing before we begin.
Let’s talk
Thirty minutes. No slides.
We map how your team works, find the few things AI should be doing, and send a one-page action list. No obligation.